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Pre-Analysis Plans: An Early Stocktaking

Author

George K. Ofosu and Daniel N. Posner

Published

2023

Abstract

Pre-analysis plans (PAPs) have been championed as a solution to the problem of research credibility, but without any evidence that PAPs actually bolster the credibility of research. We analyze a representative sample of 195 PAPs registered on the Evidence in Governance and Politics (EGAP) and American Economic Association (AEA) registration platforms to assess whether PAPs registered in the early days of pre-registration (2011-2016) were sufficiently clear, precise and comprehensive to achieve their objective of preventing fishing and reducing the scope for post-hoc adjustment of research hypotheses. We also analyze a subset of 93 PAPs from projects that resulted in publicly available papers to ascertain how faithfully they adhere to their pre-registered specifications and hypotheses. We find significant variation in the extent to which PAPs registered during this period accomplished the goals they were designed to achieve. We discuss these findings in light of both the costs and benefits of pre-registration, showing how our results speak to the various arguments that have been made in support of and against PAPs. We also highlight the norms and institutions that will need to be strengthened to augment the power of PAPs to improve research credibility and to create incentives for researchers to invest in both producing and policing them.

Perspectives on Politics 21(1): 174–190, 2023.

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Citation

BibTeX citation:
@article{k._ofosu2023,
  author = {K. Ofosu, George and N. Posner, Daniel},
  title = {Pre-Analysis {Plans:} {An} {Early} {Stocktaking}},
  journal = {Perspectives on Politics},
  volume = {21},
  number = {1},
  pages = {174-190},
  date = {2023-03-01},
  url = {https://www.cambridge.org/core/journals/perspectives-on-politics/article/preanalysis-plans-an-early-stocktaking/94E7FAE76001C45A04E8F5E272C773CE},
  langid = {en},
  abstract = {Pre-analysis plans (PAPs) have been championed as a
    solution to the problem of research credibility, but without any
    evidence that PAPs actually bolster the credibility of research. We
    analyze a representative sample of 195 PAPs registered on the
    Evidence in Governance and Politics (EGAP) and American Economic
    Association (AEA) registration platforms to assess whether PAPs
    registered in the early days of pre-registration (2011-2016) were
    sufficiently clear, precise and comprehensive to achieve their
    objective of preventing fishing and reducing the scope for post-hoc
    adjustment of research hypotheses. We also analyze a subset of 93
    PAPs from projects that resulted in publicly available papers to
    ascertain how faithfully they adhere to their pre-registered
    specifications and hypotheses. We find significant variation in the
    extent to which PAPs registered during this period accomplished the
    goals they were designed to achieve. We discuss these findings in
    light of both the costs and benefits of pre-registration, showing
    how our results speak to the various arguments that have been made
    in support of and against PAPs. We also highlight the norms and
    institutions that will need to be strengthened to augment the power
    of PAPs to improve research credibility and to create incentives for
    researchers to invest in both producing and policing them.}
}
For attribution, please cite this work as:
K. Ofosu, George, and Daniel N. Posner. 2023. “Pre-Analysis Plans: An Early Stocktaking.” Perspectives on Politics 21 (1): 174–90. https://www.cambridge.org/core/journals/perspectives-on-politics/article/preanalysis-plans-an-early-stocktaking/94E7FAE76001C45A04E8F5E272C773CE.

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